Skin-care
Don’t fall prey to promises of guaranteed returns. Please be informed that there are no guaranteed returns on investment in stock markets. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment.No worries for refund as the money remains in investor's account. Attention Investors, Prevent unauthorized transactions in your Trading/ Demat account --> Update your mobile numbers/email IDs with your stock brokers/ Depository Participant. Receive information/alerts for all transactions directly from Exchange / CDSL on your mobile/email at the end of the day and receive OTP directly from depository on your email id and/or mobile number to create pledge........... Issued in the interest of investors. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.

Compliance

Don’t forget to strike off blanks in your KYC.

Don’t submit an incomplete KYC form.

Don’t share your trading password.

Investor awareness.

Beware of assured/fixed returns.

Get your accounts settled periodically.

Examine & review your trading account periodically.

Keep a regular check of your running account.

Do not invest in schemes run by unregistered SEBI entities.

Demat Debit and Pledge Instruction.

Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.

Precautions for clients dealing in Options.