Don’t fall prey to promises of guaranteed returns. Please be informed that there are no guaranteed returns on investment in stock markets. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment.No worries for refund as the money remains in investor's account. Attention Investors, Prevent unauthorized transactions in your Trading/ Demat account --> Update your mobile numbers/email IDs with your stock brokers/ Depository Participant. Receive information/alerts for all transactions directly from Exchange / CDSL on your mobile/email at the end of the day and receive OTP directly from depository on your email id and/or mobile number to create pledge........... Issued in the interest of investors. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020.


Precautions for Clients Dealing in Options

Clients who wish to trade in derivatives segments are advised to take extra care while dealing in this segment particularly in “Options”. Before doing any trade-in “Options” obtain full knowledge of the product & risk associated and consider its suitability.

Clients who trade in “Options” are hereby cautioned and advised to avoid the practices like:

  • Sharing of trading credentials- login id & passwords including OTPs.
  • Trading in leveraged products like options without proper understanding, this could lead to losses.
  • Writing/selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks.
  • Dealing with unsolicited tips through Whatsapp, Telegram, YouTube, Facebook, SMS, call, etc.
  • Trading in “Options” based on recommendations from unauthorized/unregistered investment advisors and influencers.